DFX Intelligence
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Advisor at M••••• S••••••
West Melbourne,, FL | PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jul 25, 2022 | n/a | yes | PURCHASE, NY|West Melbourne,, FL | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Feb 22, 2019 | May 23, 2022 | no | Albany, NY|Garden City, NY|Albany, NY|Phoenix, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | M••••• S•••••• | May 23, 2022 | Jul 25, 2022 | 63 | Firm change | Ibd to wirehouse |
| V••• F•••••••• P•••••••• L•• | C•••••• S••••• • C••• I••• | Jan 18, 2019 | Feb 22, 2019 |
| V••• R••••••••• A•••••••• L•• | Other adviser | Oct 10, 2018 | Jan 18, 2019 | no | WINDSOR, CT | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Jul 10, 2015 | Jan 18, 2019 | no | WINDSOR, CT|SARATOGA SPRINGS, NY|SYRACUSE, NY | Previous registration |
| G•••••• S•••• W••••• S•••••••• L••• | Bd affiliated wealth | May 28, 2015 | Jun 24, 2015 | no | ALBANY, NY | Previous registration |
| 35 |
| Firm change |
| RIA to ibd |
| V••• R••••••••• A•••••••• L•• | C•••••• S••••• • C••• I••• | Jan 18, 2019 | Feb 22, 2019 | 35 | Firm change | RIA to ibd |
| G•••••• S•••• W••••• S•••••••• L••• | V••• F•••••••• P•••••••• L•• | Jun 24, 2015 | Jul 10, 2015 | 16 | Firm change | Other |