DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeremy Nathan Winig
Feed of 09/15/2026
At current firm
4 y
since Jul 25, 2022
In the industry
13 y
since May 2, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jul 25, 2022 · Purchase, Ny
- Charles Schwab & Co., Inc. national BDFeb 22, 2019 to May 23, 2022 · Albany, Ny
- Voya Retirement Advisors, LLC otherOct 10, 2018 to Jan 18, 2019 · Windsor, Ct
- Voya Financial Partners, LLC formerJul 10, 2015 to Jan 18, 2019 · Windsor, Ct
- Goldman Sachs Wealth Services, L.P. BD affiliatedMay 28, 2015 to Jun 24, 2015 · Albany, Ny
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Morgan Stanleyleft May 23, 2022, registered Jul 25, 2022 (63 days) · Affiliated broker-dealer or bank to wirehouse
- Voya Financial Partners, LLC to Voya Retirement Advisors, LLCleft Jan 18, 2019, registered Oct 10, 2018 (-100 days) · channel change inside one enterprise, not a move
- Voya Retirement Advisors, LLC to Charles Schwab & Co., Inc.left Jan 18, 2019, registered Feb 22, 2019 (35 days) · RIA to affiliated broker-dealer or bank
- Goldman Sachs Wealth Services, L.P. to Voya Financial Partners, LLCleft Jun 24, 2015, registered Jul 10, 2015 (16 days) · Other
Signals
- Jeremy Nathan Winig left Charles Schwab & Co., Inc. for Morgan Stanley (registered 2022-07-25)May 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address