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Advisor at LPL FINANCIAL LLC
ALEXANDRIA, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 25, 2024 | n/a | yes | ALEXANDRIA, LA | Current employment |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jun 15, 2011 | Jul 18, 2024 | no | DALLAS, TX|ALEXANDRIA, LA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 17, 2006 | Aug 27, 2007 | no | ALEXANDRIA, LA|ALEXANDRIA, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jul 18, 2024 | Jun 25, 2024 | -23 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | PROSPERA FINANCIAL SERVICES, INC. | Aug 27, 2007 | Jun 15, 2011 | 1,388 | Firm change after gap | Other |