DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at S••••• L••• C••••••• L••
METAIRIE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• L••• C••••••• L•• | Independent wealth | May 18, 2023 | n/a | yes | METAIRIE, LA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 21, 2019 | Oct 7, 2020 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• R••••••• C•••••• | L•• F•••••••• L•• | May 31, 2023 | Feb 21, 2019 | -1,560 | Firm change after gap | RIA to RIA |
| L•• F•••••••• L•• | S••••• L••• C••••••• L•• | Oct 7, 2020 | May 18, 2023 |
| A•••••• R••••••• C•••••• | Independent wealth | Aug 2, 2018 | May 31, 2023 | no | Metairie, LA|DALLAS, TX | Previous registration |
| L•••• F••• A••••••• S••••••• | Bd affiliated wealth | Feb 1, 2018 | Aug 2, 2018 | no | Metairie, LA | Previous registration |
| T•• S•••• F•••••••• G•••• | Former SEC adviser | Oct 21, 2015 | Dec 13, 2017 | no | BATON ROUGE, LA | Previous registration |
| 953 |
| Firm change after gap |
| Ibd to new firm |
| L•••• F••• A••••••• S••••••• | A•••••• R••••••• C•••••• | Aug 2, 2018 | Aug 2, 2018 | 0 | Firm change | Ibd to RIA |
| T•• S•••• F•••••••• G•••• | L•••• F••• A••••••• S••••••• | Dec 13, 2017 | Feb 1, 2018 | 50 | Firm change | Other |