DFX Intelligence

G••••• F• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

G••••• F• K••••••

Advisor at W•••• I••••••••• A•••••••• L••

Providence, RI

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Search this name across graphsid dfx:ria:b33d0447-c2e8-4119-69c8-d1243f34ae7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jan 17, 2023	n/a	yes	Providence, RI	Current employment
C•••••• C•••••• M••••••••• I••	Former SEC adviser	Oct 12, 2004	Oct 24, 2023	no	PROVIDENCE, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• I••	W•••• I••••••••• A•••••••• L••	Oct 24, 2023	Jan 17, 2023	-280	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 17, 2023 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Oct 12, 2004 to Oct 24, 2023factForm ADV

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b33d0447-c2e8-4119-69c8-d1243f34ae7c
First observed: Oct 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.