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C•••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C•••••• C•••••• M••••••••• I••

CRD 107002

PROVIDENCE, RI

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Search this name across graphsid dfx:ria:fc0555e7-2549-0753-36c1-9c0430922afd

Data as of Apr 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Apr 17, 2023
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $202MItem 5.F on the latest filing (2023-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $188MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• G•••••• F••••••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	05/1991	Mar 28, 2012	Apr 17, 2023
P•••••• S•••	VICE PRESIDENT	Na	no	01/2017	Mar 27, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$202M	$500M	-59.7%	$374M	-18.6%	2	3	0	0

Relationships

Controls (1)

← K••••••• G•••••• F••••••••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← P•••••• S•••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 27, 2018 to presentfactForm ADV

Registered with (2)

← George F KilbornAdvisorregistration: previous registration
Oct 12, 2004 to Oct 24, 2023factForm ADV

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
George F Kilborn left C•••••• C•••••• M••••••••• I•• for World Investment Advisors, Llc (registered 2023-01-17)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
C•••••• C•••••• M••••••••• I•• reported RAUM $201.7M, down 60% from $500.1M (2022-07-21 to 2023-03-31)
Form ADVobserved 7 days ago
$-298M
Occurred
Mar 20, 2019
Regulatory AUM changed
C•••••• C•••••• M••••••••• I•• reported RAUM $323.9M, down 35% from $498.6M (2018-03-27 to 2019-03-20)
Form ADVobserved 7 days ago
$-175M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc0555e7-2549-0753-36c1-9c0430922afd
First observed: Mar 28, 2012
Last observed: Apr 17, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.