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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 28, 2026 | n/a | yes | Sarasota, FL|Sarasota, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Sep 11, 2026 | no | BRADENTON, FL|SARASOTA, FL|SARASOTA, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 10, 2006 | Jan 1, 2008 | no | ST. LOUIS, MO|BRADENTON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 11, 2026 | Aug 28, 2026 | -14 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |