DFX Intelligence

Data Factory

E••••• J••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

E••••• J••••• K•••

Advisor at H••••••••• F•••••••• A•••••••

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b34e6b5f-626c-83d6-113c-726cac0d881a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Jun 22, 2021	n/a	yes	Northbrook, IL\|Crystal, MN\|Anoka, MN\|Kenosha, WI\|Brooklyn Center, MN\|Kenosha, WI\|Kenosha, WI\|Westchester, IL\|Glendale Heights, IL\|Arvada, CO\|Westchester, IL\|Schaumburg, IL\|Denver, CO\|Edgewater, CO\|Denver, CO\|Lakewood, CO\|Louisville, CO\|Apple Valley, MN\|Round Lake, IL\|Blaine, MN\|Commerce City, CO\|Frankfort, IL\|Elm Grove, WI\|Parker, CO\|Arvada, CO\|COLUMBUS, OH\|CHICAGO, IL\|Chicago, IL\|Mudelein, IL\|Maplewood, MN\|Excelsior, MN\|Chicago, IL\|White Bear Lake, MN\|Chanhassen, MN\|Burnsville, MN\|Niles, IL\|Minneapolis, MN\|Eden Prairie, MN\|Chicago, IL\|Melrose Park, IL\|Maple Grove, MN\|BROOMFIELD, CO\|Eagan, MN\|Lombard, IL\|Glendale Heights, IL\|Hickory Hills, IL\|Oak Lawn, IL\|Plymouth, MN\|Chicago, IL\|Burbank, IL\|Wayzata, MN\|Naperville, IL\|Northglenn, CO\|New Lenox, IL\|Roseville, MN\|Palos Heights, IL\|Minnetonka, MN\|Wood Dale, IL\|Chicago, IL\|Bloomington, MN\|Minneapolis, MN\|Oak Park, IL\|Woodbury, MN\|Schaumburg, IL\|Richfield, MN\|Willowbrook, IL\|Palatine, IL\|Chicago, IL\|Shoreview, MN\|MCHENRY, IL\|Brooklyn Park, MN\|Fridley, MN\|Robbinsdale, MN\|Gurnee, IL\|Chicago, IL\|DES PLAINES, IL\|BOLINGBROOK, IL\|GRAYSLAKE, IL\|Hinsdale, IL\|Highlands Ranch, CO\|Rolling Meadows, IL\|Bloomingdale, IL\|ALGONQUIN, IL\|Cottage Grove, MN\|MOUNT PROSPECT, IL\|Coon Rapids, MN\|Minneapolis, MN\|ELMWOOD PARK, IL\|ORLAND PARK, IL\|Bedford Park, IL\|NAPERVILLE, IL\|NORRIDGE, IL\|Lone Tree, CO\|St. Louis Park, MN\|NORTHBROOK, IL\|Apple Valley, MN\|MOUNT PROSPECT, IL\|Huntley, IL\|OAK LAWN, IL\|Orland Park, IL\|Lakewood, CO\|CHICAGO, IL\|NILES, IL\|GLENVIEW, IL\|CHICAGO, IL\|Westminster, CO\|Shorewood, IL\|Denver, CO\|Arvada, CO\|Littleton, CO\|Saint Anthony, MN\|Park Ridge, IL\|St. Paul, MN\|West Saint Paul, MN\|Oak Park Heights, MN\|BUFFALO GROVE, IL\|North Barrington, IL\|Blaine, MN\|CHICAGO, IL\|Thornton, CO\|Lafayette, CO\|Elmhurst, IL\|Homewood, IL\|Denver, CO\|Blaine, MN\|Chicago, IL\|Merrionette Park, IL\|Chicago, IL\|Chicago, IL\|Chicago, IL\|Chicago, IL\|Waukegan, IL\|Calumet City, IL\|Chicago, IL\|Lakeville, MN\|Chicago, IL\|Forest Lake, MN\|Elk River, MN\|Boulder, CO\|Saint Paul, MN\|Chicago, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	H••••••••• F•••••••• A•••••••	Jun 3, 2021	Jun 22, 2021	19	Firm change	Other

Relationships

Registered with (2)

→ H••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 29, 2011 to Jun 3, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b34e6b5f-626c-83d6-113c-726cac0d881a
First observed: Nov 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.