DFX Intelligence

N••••• T• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

N••••• T• W•••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

BOSTON, MA | NEW YORK, NY

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Search this name across graphsid dfx:ria:b35aba87-4a05-eade-a968-9970301a2ab2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 29, 2026	n/a	yes	BOSTON, MA\|NEW YORK, NY	Current employment
N••••••••• W•••••	Independent wealth	Jul 25, 2019	May 5, 2026	no	NORTH CALDWELL, NJ\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• W•••••	S•••••• N••••••• • C••••••• I•••••••••	May 5, 2026	May 29, 2026	24	Firm change	RIA to ibd
S••••••	N••••••••• W•••••	Jun 10, 2019	Jul 25, 2019

Relationships

Registered with (6)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
May 29, 2026 to presentfactForm ADV
→ N••••••••• W•••••Registered adviserregistration: previous registration
Jul 25, 2019 to May 5, 2026factForm ADV
→ S••••••Registered adviserregistration: previous registration
Apr 27, 2018 to Jun 10, 2019factForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviser

Dated events

Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b35aba87-4a05-eade-a968-9970301a2ab2
First observed: Sep 10, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.