DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicola Ta Walter
Feed of 09/14/2026
Also filed as Nicola Ta Walter
At current firm
0 y
since May 29, 2026
In the industry
29 y
since Jul 15, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince May 29, 2026 · Boston, Ma
- Noblebridge Wealth independent RIAJul 25, 2019 to May 5, 2026 · North Caldwell, Nj
- Skyrank unclassifiedApr 27, 2018 to Jun 10, 2019 · East Brunswick, Nj
- Leucadia Asset Management LLC asset managerOct 30, 2015 to Dec 6, 2016 · New York, Ny
- J.P. Morgan Securities LLC wirehouseJul 12, 2011 to Nov 5, 2015 · New York, Ny
- Alliancebernstein L.P. otherSep 10, 2007 to Nov 10, 2008 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Noblebridge Wealth to Stifel, Nicolaus & Company, Incorporatedleft May 5, 2026, registered May 29, 2026 (24 days) · RIA to affiliated broker-dealer or bank
- Skyrank to Noblebridge Wealthleft Jun 10, 2019, registered Jul 25, 2019 (45 days) · Other
- Leucadia Asset Management LLC to Skyrankleft Dec 6, 2016, registered Apr 27, 2018 (507 days) · Other
- J.P. Morgan Securities LLC to Leucadia Asset Management LLCleft Nov 5, 2015, registered Oct 30, 2015 (-6 days) · Other
- Alliancebernstein L.P. to J.P. Morgan Securities LLCleft Nov 10, 2008, registered Jul 12, 2011 (974 days) · Other
Signals
- Nicola Ta Walter left Noblebridge Wealth for Stifel, Nicolaus & Company, Incorporated (registered 2026-05-29)May 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address