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CRD 154990
FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| YANO, MELISSA, MARIE | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 01/2021 | Mar 2, 2021 | Apr 7, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 2, 2021 | $70.1M | $0 | 2 | 1 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $101M | $0 | 4 | 2 | 0 | n/a | n/a |
| 2018 | Mar 4, 2019 | $103M | $18.5M | 4 | 2 | 0 | n/a | n/a |
| 2017 | Mar 5, 2018 | $106M | $19.6M | 4 | 2 | 0 | n/a | n/a |
| 2016 | Mar 14, 2017 | $107M | $32.7M | 3 | 2 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $133M | $75.3M | 3 | 2 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $103M | $17.5M | 3 | 2 | n/a | n/a | n/a |
| 2013 | Mar 18, 2014 | $97.2M | $17.8M | 3 | 2 | n/a | n/a | n/a |
| 2012 | Jan 31, 2013 | $112M | $35.8M | 5 | 3 | n/a | n/a | n/a |
| 2011 | Feb 10, 2012 | $112M | $35.8M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | n/a | 0 | 1 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $70.1M | $101M | -30.8% | $106M | -13.0% | 2 | 4 | 0 | 0 |