DFX Intelligence

Data Factory

RIA / WealthAdvisor39 years in industry

GLENN ALLAN ANDRADE

Advisor at AFS INVESTMENTS

Turlock, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cac7a92b-9fbe-81a2-19c6-bb5306aca0b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AFS INVESTMENTS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 11, 1987
First registration: Jun 21, 2001
Dual registered: no
IAPD individual key: 1714692

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AFS INVESTMENTS	State registered	Jul 17, 2012	n/a	yes	Turlock, CA	Current employment
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jul 1, 2013	May 23, 2016	no	ORANGEVALE, CA	Previous registration
MUTUAL SECURITIES, INC.	Former SEC adviser	Dec 15, 2011	Jul 8, 2013	no	WESTLAKE VILLAGE, CA\|ORANGEVALE, CA\|Orangevale, CA	Previous registration
CAPITAL REGION FINANCIAL GROUP, LLC	Former SEC adviser	Nov 12, 2010	Jan 31, 2013	no	FOLSOM, CA	Previous registration
WEALTH DESIGN GROUP	n/a	May 31, 2005	Nov 9, 2006	no	SACRAMENTO, CA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 21, 2001	Mar 31, 2011	no	SACRAMENTO, CA\|FOLSOM, CA\|ORANGEVALE, CA\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL ADVISORS, LLC	n/a	May 23, 2016	n/a	n/a	Departure no registered destination	Departure
MUTUAL SECURITIES, INC.	AFS INVESTMENTS	Jul 8, 2013	Jul 17, 2012	-356	Firm change after gap	Other
CAPITAL REGION FINANCIAL GROUP, LLC	MUTUAL SECURITIES, INC.	Jan 31, 2013	Dec 15, 2011	-413	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	WEALTH DESIGN GROUP	Mar 31, 2011	May 31, 2005	-2,130	Firm change after gap	Other
WEALTH DESIGN GROUP	CAPITAL REGION FINANCIAL GROUP, LLC	Nov 9, 2006	Nov 12, 2010	1,464	Firm change after gap	Other

Relationships

Registered with (6)

→ AFS INVESTMENTSRegistered adviserregistration: current employment
Jul 17, 2012 to presentfactForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 1, 2013 to May 23, 2016factForm ADV
→ MUTUAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 15, 2011 to Jul 8, 2013factForm ADV
→ CAPITAL REGION FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 12, 2010 to Jan 31, 2013factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2001 to Mar 31, 2011factForm ADV
→ WEALTH DESIGN GROUPRegistered adviserregistration: previous registration
May 31, 2005 to Nov 9, 2006factForm ADV

Dated events

No dated event names this entity yet.