DFX Intelligence

M••••• S••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M••••• S••••• H••••

Advisor at A••••••• I••••••••• S••••••••• G••••• L••

EAGLE, ID | North Royalton, OH

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Search this name across graphsid dfx:ria:b37c2453-300f-ae7b-9114-b2ddf33fb1a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• S••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• S••••••••• G••••• L••	I•••••••••_WEALTH	Jun 3, 2025	n/a	yes	North Royalton, OH\|EAGLE, ID\|EAGLE, ID	Current employment
L••• K••• • C••••••	Former SEC adviser	Oct 19, 2015	Jun 9, 2025	no	MIDDLEBURG HEIGHTS, OH\|MIDDLEBURG HEIGHTS, OH\|STRONGSVILLE, OH\|NORTH ROYALTON, OH\|CINCINNATI, OH\|CINCINNATI, OH\|Middleburg Heights, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• K••• • C••••••	A••••••• I••••••••• S••••••••• G••••• L••	Jun 9, 2025	Jun 3, 2025	-6	Firm change	RIA to RIA
P••••••••• S••••••••• I•••	L••• K••• • C••••••	Nov 5, 2015	Oct 19, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
46017:27913:OH:2015-11-05	Nov 5, 2015	Oct 19, 2015	CLEVELAND, OH	Firm change

Relationships

Registered with (4)

→ A••••••• I••••••••• S••••••••• G••••• L••Registered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Oct 19, 2015 to Jun 9, 2025factForm ADV
→ P••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2004 to Nov 5, 2015factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
M••••• S••••• H•••• left L••• K••• • C•••••• for A••••••• I••••••••• S••••••••• G••••• L•• (registered 2025-06-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b37c2453-300f-ae7b-9114-b2ddf33fb1a9
First observed: Sep 2, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.