DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SOVRAN ADVISORS, LLC
SAN DIEGO, CA | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOVRAN ADVISORS, LLC | Independent wealth | Mar 27, 2024 | n/a | yes | SAN DIEGO, CA|PASADENA, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 29, 2020 | Mar 6, 2024 | no | PASADENA, CA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | May 17, 2010 | Sep 24, 2020 | no | Lancaster, CA|Thousand Oaks, CA|SANTA CLARITA, CA|Las Vegas, NV|Valencia, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | SOVRAN ADVISORS, LLC | Mar 6, 2024 | Mar 27, 2024 | 21 | Bulk transfer | Ibd to new firm |
| THRIVENT INVESTMENT MANAGEMENT INC. | MML INVESTORS SERVICES, LLC | Sep 24, 2020 | Oct 29, 2020 | 35 | Firm change | Ibd to ibd |