DFX Intelligence

T•••• K• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)46 years in industry

T•••• K• H••••••

Advisor at L•• F•••••••• L••

SALINA, UT

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Search this name across graphsid dfx:ria:b38eb165-8078-0b86-bb20-731aacb2c961

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 29, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 23, 2022	n/a	yes	SALINA, UT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Aug 3, 2020	Jun 24, 2022	no	Salina, UT\|SALINA, UT\|SOUTH JORDAN, UT\|EPHRAIM, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Jun 24, 2022	Jun 23, 2022	-1	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	O•••• W•••••• I•••	Aug 11, 2020	Aug 3, 2020

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 23, 2022 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 3, 2020 to Jun 24, 2022factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 15, 2009 to Aug 11, 2020factForm ADV
→ H••••••• T•••• K•Registered adviser

Dated events

Occurred
Jun 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b38eb165-8078-0b86-bb20-731aacb2c961
First observed: Oct 29, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.