T•••• K• H••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 23, 2022 · Salina, Ut
• O•••• W•••••• I••• BD affiliated
  Aug 3, 2020 to Jun 24, 2022 · Salina, Ut
• A•••••• A••••••• S••••••• former
  Sep 15, 2009 to Aug 11, 2020 · Salina, Ut
• H••••••• T•••• K• unclassified
  Oct 29, 1993 to Sep 15, 2009 · Salina, Ut

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Jun 24, 2022, registered Jun 23, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
• A•••••• A••••••• S••••••• to O•••• W•••••• I•••
  left Aug 11, 2020, registered Aug 3, 2020 (-8 days) · Affiliated broker-dealer or bank to another
• H••••••• T•••• K• to A•••••• A••••••• S•••••••
  left Sep 15, 2009, registered Sep 15, 2009 (0 days) · Other

• ••• Locked
  Jun 24, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

46derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address