DFX Intelligence

K•••• R•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K•••• R•••• L•••

Advisor at P•••••••• M•••••• L••

BONITA SPRINGS, FL | Heber City, UT

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Search this name across graphsid dfx:ria:b393be62-1d9c-22c3-a825-d26f03867261

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Jul 2, 2025	n/a	yes	BONITA SPRINGS, FL\|Heber City, UT	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Aug 14, 2020	Jul 1, 2025	no	Midway, UT\|WHEATON, IL\|MIDWAY, UT\|Midway, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	P•••••••• M•••••• L••	Jul 1, 2025	Jul 2, 2025	1	Firm change	Other
A•••• W••••• F••••• L••	B••••••••• W••••• A•••••••• L••	Aug 12, 2020	Aug 14, 2020

Relationships

Registered with (6)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2020 to Jul 1, 2025factForm ADV
→ A•••• W••••• F••••• L••Registered adviserregistration: previous registration
Feb 12, 2020 to Aug 12, 2020factForm ADV
→ S••••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
K•••• R•••• L••• left B••••••••• W••••• A•••••••• L•• for P•••••••• M•••••• L•• (registered 2025-07-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b393be62-1d9c-22c3-a825-d26f03867261
First observed: Jul 31, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.