RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R•••• L•••
- P•••••••• M•••••• L•• independent RIA currentsince Jul 2, 2025 · Bonita Springs, Fl
- B••••••••• W••••• A•••••••• L•• no RAUMAug 14, 2020 to Jul 1, 2025 · Midway, Ut
- A•••• W••••• F••••• L•• mixed wealthFeb 12, 2020 to Aug 12, 2020 · Park City, Ut
- S••••• W••••• M••••••••• unclassifiedMar 12, 2009 to Nov 21, 2011 · El Paso, Tx
- B• R•••• W••••• M••••••••• formerAug 28, 2008 to Sep 15, 2008 · El Paso, Tx
- S••••• W••••• M••••••••• unclassifiedAug 26, 2005 to Sep 2, 2008 · El Paso, Tx
- V••• F•••••••• P•••••••• L•• formerJul 31, 2002 to Mar 7, 2005 · El Paso, Tx
- B••••••••• W••••• A•••••••• L•• to P•••••••• M•••••• L••left Jul 1, 2025, registered Jul 2, 2025 (1 days) · Other
- A•••• W••••• F••••• L•• to B••••••••• W••••• A•••••••• L••left Aug 12, 2020, registered Aug 14, 2020 (2 days) · RIA to RIA
- S••••• W••••• M••••••••• to A•••• W••••• F••••• L••left Nov 21, 2011, registered Feb 12, 2020 (3005 days) · Other
- B• R•••• W••••• M••••••••• to S••••• W••••• M•••••••••left Sep 15, 2008, registered Mar 12, 2009 (178 days) · Other
- S••••• W••••• M••••••••• to B• R•••• W••••• M•••••••••left Sep 2, 2008, registered Aug 28, 2008 (-5 days) · Other
- V••• F•••••••• P•••••••• L•• to S••••• W••••• M•••••••••left Mar 7, 2005, registered Aug 26, 2005 (172 days) · Other
- K•••• R•••• L••• left B••••••••• W••••• A•••••••• L•• for P•••••••• M•••••• L•• (registered 2025-07-02)Jul 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address