DFX Intelligence

J••••• A••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J••••• A••• P••••

Advisor at A•••• W••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:b3949cba-5faa-f4fb-7531-003e608448b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 24, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M•••••••••	Independent wealth	Jan 3, 2017	n/a	yes	Seattle, WA\|Selinsgrove, PA\|Warminster, PA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 13, 2020	Oct 4, 2023	no	AUGUSTA, ME\|Doylestown, PA\|BELLEVUE, WA\|SCOTTSDALE, AZ\|FORT LAUDERDALE, FL\|SELINSGROVE, PA\|HAWTHORNE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Oct 4, 2023	n/a	n/a	Departure no registered destination	Departure
C••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Nov 16, 2021	Nov 13, 2020	-368

Relationships

Registered with (8)

→ A•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 21, 2007 to Dec 31, 2016factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 13, 2020 to Oct 4, 2023factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Mar 20, 2020 to Nov 16, 2021factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Oct 4, 2023
Advisor departed, no destination yet
J••••• A••• P•••• no longer registered at C••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3949cba-5faa-f4fb-7531-003e608448b1
First observed: Jul 24, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.