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J••• J••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••• J••• L••••

Advisor at I• F•••••••• A••••••• S••••••• L••

CHARLOTTE, NC | Westtown, NY

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Search this name across graphsid dfx:ria:b3951468-cd8e-4faa-5fbd-9e9cf6936555

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Oct 21, 2025	n/a	yes	CHARLOTTE, NC\|Westtown, NY	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Oct 19, 2023	Jan 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	I• F•••••••• A••••••• S••••••• L••	Jan 31, 2024	Oct 21, 2025	629	Firm change after gap	Ibd to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	M•• I•••••••• S•••••••• L••	Aug 28, 2023

Relationships

Registered with (3)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2023 to Jan 31, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2023 to Aug 28, 2023factForm ADV

Dated events

Occurred
Jan 31, 2024
Advisor changed firm
J••• J••• L•••• left M•• I•••••••• S•••••••• L•• for I• F•••••••• A••••••• S••••••• L•• (registered 2025-10-21)
Form ADVobserved 6 days ago
Occurred
Aug 28, 2023
Advisor changed firm
J••• J••• L•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2023-10-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3951468-cd8e-4faa-5fbd-9e9cf6936555
First observed: Jan 31, 2023
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.