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Advisor at GREENWICH WEALTH MANAGEMENT, LLC
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREENWICH WEALTH MANAGEMENT, LLC | Independent wealth | Oct 9, 2024 | n/a | yes | GREENWICH, CT | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 5, 2022 | Oct 3, 2024 | no | Riverside, CT|Greenwich, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 23, 2010 | Jun 1, 2022 | no | GREENWICH, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 16, 2010 | no | STAMFORD, CT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 18, 2003 | Jun 1, 2009 | no | STAMFORD, CT|STAMFORD, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 26, 1995 | Feb 25, 2003 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | GREENWICH WEALTH MANAGEMENT, LLC | Oct 3, 2024 | Oct 9, 2024 | 6 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 1, 2022 | May 5, 2022 | -27 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Aug 16, 2010 | Jul 23, 2010 | -24 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 25, 2003 | Feb 18, 2003 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:142820:CT:2024-10-03 | Oct 3, 2024 | Oct 9, 2024 | GREENWICH, CT | Firm change |
| 8174:149018:CT:2022-06-01 | Jun 1, 2022 | May 5, 2022 | GREENWICH, CT | Firm change |