DFX Intelligence

C•••••• M••••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C•••••• M••••••• D••••

Advisor at P•••••••• W••••• S••••••••• L••

MARIETTA, GA

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Search this name across graphsid dfx:ria:b399eaea-b218-f104-4f71-614e590b895c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• S••••••••• L••	Independent wealth	Apr 20, 2022	n/a	yes	MARIETTA, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Jun 29, 2022	no	MARIETTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P•••••••• W••••• S••••••••• L••	Jun 29, 2022	Apr 20, 2022	-70	Firm change after gap	RIA to new firm
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 20, 2018	Feb 14, 2018

Relationships

Registered with (6)

→ P•••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Jun 29, 2022factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
May 18, 2011 to Feb 20, 2018factForm ADV
→ P•••••••• W••••• S••••••••• L••Registered adviser

Dated events

Occurred
Jun 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b399eaea-b218-f104-4f71-614e590b895c
First observed: Mar 13, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.