RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M••••••• D••••
- P•••••••• W••••• S••••••••• L•• independent RIA currentsince Apr 20, 2022 · Marietta, Ga
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Jun 29, 2022 · Marietta, Ga
- I••••• F•••••••• C••••••••• formerMay 18, 2011 to Feb 20, 2018 · Appleton, Wi
- P•••••••• W••••• S••••••••• L•• unclassifiedJan 15, 2010 to Jul 6, 2011 · Marietta, Ga
- P•••••••• W••••• S••••••••• L•• unclassifiedAug 9, 2007 to Dec 31, 2009 · Marietta, Ga
- T•••• A•••••••• L•• formerMar 13, 2007 to Aug 21, 2007 · Atlanta, Ga
- 1••• C•••••• M••••••••• C•••••• unclassifiedMar 13, 2006 to Mar 9, 2007 · Atlanta, Ga
- L•• F•••••••• L•• to P•••••••• W••••• S••••••••• L••left Jun 29, 2022, registered Apr 20, 2022 (-70 days) · RIA to a newly registered adviser
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 20, 2018, registered Feb 14, 2018 (-6 days) · corporate re-registration, not a move
- P•••••••• W••••• S••••••••• L•• to I••••• F•••••••• C•••••••••left Jul 6, 2011, registered May 18, 2011 (-49 days) · Other
- T•••• A•••••••• L•• to P•••••••• W••••• S••••••••• L••left Aug 21, 2007, registered Aug 9, 2007 (-12 days) · Other
- 1••• C•••••• M••••••••• C•••••• to T•••• A•••••••• L••left Mar 9, 2007, registered Mar 13, 2007 (4 days) · Other
- C•••••• M••••••• D•••• left L•• F•••••••• L•• for P•••••••• W••••• S••••••••• L•• (registered 2022-04-20)Jun 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address