DFX Intelligence

T•••• M••••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

T•••• M••••••• E•••••••

Advisor at W••••••• • N•••• W••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3a397d5-7b87-bdb9-853f-7914738525bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• • N•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• • N•••• W••••• M••••••••• L••	Independent wealth	Mar 3, 2026	n/a	yes	SAN TAN VALLEY, AZ\|WESTLAKE VILLAGE, CA	Current employment
D••••••	Independent wealth	Mar 28, 2017	Mar 24, 2025	no	Gilbert, AZ\|PHOENIX, AZ\|SAN TAN VALLEY, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••	W••••••• • N•••• W••••• M••••••••• L••	Mar 24, 2025	Mar 3, 2026	344	Firm change	RIA to RIA
F•••••• D•• S••••••••• L••	D••••••	Oct 28, 2015	Mar 28, 2017

Relationships

Registered with (6)

→ W••••••• • N•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ D••••••Registered adviserregistration: previous registration
Mar 28, 2017 to Mar 24, 2025factForm ADV
→ F•••••• D•• S••••••••• L••Registered adviserregistration: previous registration
May 23, 2013 to Oct 28, 2015factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3a397d5-7b87-bdb9-853f-7914738525bf
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.