RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• M••••••• E•••••••
- W••••••• • N•••• W••••• M••••••••• L•• independent RIA currentsince Mar 3, 2026 · San Tan Valley, Az
- D•••••• independent RIAMar 28, 2017 to Mar 24, 2025 · Gilbert, Az
- F•••••• D•• S••••••••• L•• independent RIAMay 23, 2013 to Oct 28, 2015 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseMar 8, 2011 to Jul 19, 2012 · The Woodlands, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 14, 2010 · Las Vegas, Nv
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Jun 1, 2009 · Las Vegas, Nv
- D•••••• to W••••••• • N•••• W••••• M••••••••• L••left Mar 24, 2025, registered Mar 3, 2026 (344 days) · RIA to RIA
- F•••••• D•• S••••••••• L•• to D••••••left Oct 28, 2015, registered Mar 28, 2017 (517 days) · Other
- U•• F•••••••• S••••••• I••• to F•••••• D•• S••••••••• L••left Jul 19, 2012, registered May 23, 2013 (308 days) · Other
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 14, 2010, registered Mar 8, 2011 (237 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- T•••• M••••••• E••••••• left Dynamic for W••••••• • N•••• W••••• M••••••••• L•• (registered 2026-03-03)Mar 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address