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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

JOSHUA DAVID KLINGER

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Knoxville, TN

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Search this name across graphsid dfx:ria:b3a8f99b-897f-c443-b63c-d63fcf38a1e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 22, 2016
First registration: Mar 29, 2016
Dual registered: yes, broker-dealer
Other names: Joshua D Klinger|Joshua Klinger|Josh David Klinger|Josh D Klinger|Josh Klinger
IAPD individual key: 6512130

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 19, 2025	n/a	yes	Knoxville, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2025	Sep 22, 2025	no	KNOXVILLE, TN	Previous registration
TVAMP, LLC	Independent wealth	Apr 9, 2019	Oct 21, 2025	no	KNOXVILLE, TN	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 14, 2017	Mar 29, 2019	no	KNOXVILLE, TN	Previous registration
MORGAN STANLEY	Wirehouse	Jun 23, 2016	Sep 5, 2017	no	KNOXVILLE, TN	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 29, 2016	May 18, 2016	no	KNOXVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TVAMP, LLC	LPL FINANCIAL LLC	Oct 21, 2025	Jun 6, 2025	-137	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 22, 2025	Sep 19, 2025	-3	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	TVAMP, LLC	Mar 29, 2019	Apr 9, 2019	11	Firm change	Ibd to RIA
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Sep 5, 2017	Sep 14, 2017	9	Firm change	Wirehouse to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MORGAN STANLEY	May 18, 2016	Jun 23, 2016	36	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:6363:TN:2025-09-22	Sep 22, 2025	Sep 19, 2025	KNOXVILLE, TN	Firm change

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 19, 2025 to presentfactForm ADV
→ TVAMP, LLCRegistered adviserregistration: previous registration
Apr 9, 2019 to Oct 21, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 6, 2025 to Sep 22, 2025factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 14, 2017 to Mar 29, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 23, 2016 to Sep 5, 2017factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Mar 29, 2016 to May 18, 2016factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
Joshua David Klinger left Tvamp, Llc for Lpl Financial Llc (registered 2025-06-06)
Form ADVobserved 5 days ago
Occurred
Sep 22, 2025
Advisor changed firm
Joshua David Klinger left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2025-09-19)
Form ADVobserved 5 days ago