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Advisor at PROSPERITAS FINANCIAL, LLC
VALENCIA, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITAS FINANCIAL, LLC | Independent wealth | May 29, 2025 | n/a | yes | VALENCIA, CA|Los Angeles, CA | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Aug 23, 2011 | Feb 16, 2024 | no | LOS ANGELES, CA|LOS ANGELES, CA|TORRANCE, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | PROSPERITAS FINANCIAL, LLC | Feb 16, 2024 | May 29, 2025 | 468 | Firm change after gap | Ibd to RIA |