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Advisor at COMMONWEALTH FINANCIAL NETWORK
Columbia, MD | Vienna, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 3, 2020 | n/a | yes | Vienna, VA|Columbia, MD | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 9, 2009 | Sep 10, 2020 | no | BALTIMORE, MD|COLUMBIA, MD|ELLICOTT CITY, MD|GLEN BURNIE, MD|WOODSTOCK, MD|HANOVER, MD|GLEN BURNIE, MD|ELKRIDGE, MD|HANOVER, MD|GLEN BURNIE, MD|ODENTON, MD|CLARKSVILLE, MD|ODENTON, MD|GAMBRILLS, MD|FULTON, MD|ODENTON, MD|COLUMBIA, MD|ELLICOT CITY, MD|COLUMBIA, MD|ELLICOT CITY, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 9, 2005 | Nov 11, 2009 | no | COLUMBIA, MD|COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | COMMONWEALTH FINANCIAL NETWORK | Sep 10, 2020 | Sep 3, 2020 | -7 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | PNC WEALTH MANAGEMENT | Nov 11, 2009 | Nov 9, 2009 | -2 | Firm change | Other |