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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
St. Pete Beach, FL | Dublin, OH | Worthington, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 7, 2023 | n/a | yes | Dublin, OH|St. Pete Beach, FL|Worthington, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 27, 2002 | Aug 7, 2023 | no | DUBLIN, OH|COLUMBUS, OH|SAINT PETE BEACH, FL|COLUMBUS, OH|SAINT PETE BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Aug 7, 2023 | Aug 7, 2023 | 0 | Firm change | Wirehouse to ibd |