C••••••• W•••

Advisor at F•••••••••

CARROLLTON, TX

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Search this name across graphsid dfx:ria:b3ad963e-17fd-f094-a6ae-981625f284e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••••	Institutional manager	Jul 5, 2024	n/a	yes	CARROLLTON, TX	Current employment
F••••• I•••••••••	Independent wealth	Feb 10, 2020	Jul 3, 2024	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	F•••••••••	Jul 3, 2024	Jul 5, 2024	2	Bulk transfer	RIA to new firm
S•••••••• A••••••• L••	F••••• I•••••••••	May 15, 2014	Feb 10, 2020

Relationships

Registered with (3)

→ F•••••••••Registered adviserregistration: current employment
Jul 5, 2024 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Feb 10, 2020 to Jul 3, 2024factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 30, 2011 to May 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3ad963e-17fd-f094-a6ae-981625f284e6
First observed: Aug 30, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.