DFX Intelligence

J••••••• D•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••••••• D•••• K•••••••••

Advisor at E•••••••• C•••••• S••••••••• L••

Providence, RI

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Search this name across graphsid dfx:ria:b3b0d0c5-f561-6423-d73f-4fec397add08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• C•••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• C•••••• S••••••••• L••	State registered	May 17, 2016	n/a	yes	Providence, RI	Current employment
W•••••••• P•••• P•••••••• L••	Independent wealth	Feb 24, 2014	May 16, 2016	no	WEST PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• P•••• P•••••••• L••	E•••••••• C•••••• S••••••••• L••	May 16, 2016	May 17, 2016	1	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	W•••••••• P•••• P•••••••• L••	Apr 28, 2006	Feb 24, 2014

Relationships

Registered with (3)

→ E•••••••• C•••••• S••••••••• L••Registered adviserregistration: current employment
May 17, 2016 to presentfactForm ADV
→ W•••••••• P•••• P•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2014 to May 16, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2006 to Apr 28, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3b0d0c5-f561-6423-d73f-4fec397add08
First observed: Jan 12, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.