DFX Intelligence

D••••• X••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D••••• X••••• N••••

Advisor at L•• F•••••••• L••

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:b3b3ba9c-f811-7347-527e-2f4b91241e2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 4, 2019	n/a	yes	JACKSONVILLE, FL	Current employment
H• B•••• I•••	Former SEC adviser	Jan 22, 2010	Dec 13, 2019	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H• B•••• I•••	L•• F•••••••• L••	Dec 13, 2019	Dec 4, 2019	-9	Firm change	Ibd to ibd
F•• S••••••••• C•••••••••	H• B•••• I•••	Dec 31, 2009	Jan 22, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
1763:6413:FL:2019-12-13	Dec 13, 2019	Dec 4, 2019	JACKSONVILLE, FL	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 4, 2019 to presentfactForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Jan 22, 2010 to Dec 13, 2019factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Apr 7, 2003 to Dec 31, 2009factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3b3ba9c-f811-7347-527e-2f4b91241e2e
First observed: Jul 29, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.