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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Bryan Hatfield

Advisor at UBS FINANCIAL SERVICES INC.

CINCINNATI, OH

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Search this name across graphsid dfx:ria:b3bb0313-d764-5323-4233-738ab25d9b2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 21, 2012
First registration: May 24, 2013
Dual registered: yes, broker-dealer
Other names: BRYAN WAYNE HATFIELD
IAPD individual key: 5845028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 15, 2025	n/a	yes	CINCINNATI, OH	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 19, 2021	Aug 18, 2025	no	SPRINGFIELD, MA\|Maineville, OH\|Morrow, OH\|South Lebanon, OH	Previous registration
BIRCHCREEK WEALTH MANAGEMENT, LLC	Independent wealth	Mar 3, 2020	Jul 26, 2021	no	MIAMI TOWNSHIP, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 22, 2017	Mar 4, 2020	no	CINCINNATI, OH\|FORT MITCHELL, KY	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Apr 14, 2016	May 19, 2017	no	Cincinnati, OH\|Cincinnati, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 2, 2014	Apr 13, 2016	no	COVINGTON, KY\|CINCINNATI, OH\|COVINGTON, KY	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	May 24, 2013	Jul 7, 2014	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Aug 18, 2025	Oct 15, 2025	58	Firm change	Ibd to wirehouse
BIRCHCREEK WEALTH MANAGEMENT, LLC	MML INVESTORS SERVICES, LLC	Jul 26, 2021	Aug 19, 2021	24	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BIRCHCREEK WEALTH MANAGEMENT, LLC	Mar 4, 2020	Mar 3, 2020	-1	Firm change	Wirehouse to RIA
U.S. BANCORP INVESTMENTS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 19, 2017	May 22, 2017	3	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	U.S. BANCORP INVESTMENTS, INC.	Apr 13, 2016	Apr 14, 2016	1	Firm change	Other
FIFTH THIRD SECURITIES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jul 7, 2014	Jul 2, 2014	-5	Firm change	Other

Relationships

Registered with (7)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2021 to Aug 18, 2025factForm ADV
→ BIRCHCREEK WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2020 to Jul 26, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 22, 2017 to Mar 4, 2020factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 14, 2016 to May 19, 2017factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 2, 2014 to Apr 13, 2016factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
May 24, 2013 to Jul 7, 2014factForm ADV

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
Bryan Hatfield left Mml Investors Services, Llc for Ubs Financial Services Inc. (registered 2025-10-15)
Form ADVobserved 6 days ago