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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 11, 2026 | n/a | yes | PLANO, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 11, 2026 | n/a | yes | PLANO, TX | Current employment |
| EDWARD JONES | National bd RIA | Dec 11, 2017 | n/a | yes | DALLAS, TX | Current employment |
| EDWARD JONES | National bd RIA | Dec 11, 2017 | Sep 14, 2026 | no | IRVING, TX|IRVING, TX|ST LOUIS, MO|Irving, TX|DALLAS, TX | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jul 19, 2017 | Oct 10, 2017 | no | Garland, TX|MCLEAN, VA | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jul 19, 2017 | Oct 10, 2017 | no | Garland, TX|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 14, 2026 | Sep 11, 2026 | -3 | Firm change | Ibd to ibd |
| CAPITAL ONE ADVISORS, LLC | EDWARD JONES | Oct 10, 2017 | Dec 11, 2017 | 62 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:6363:TX:2026-08-31 | Sep 14, 2026 | Sep 11, 2026 | DALLAS, TX | Firm change |