DFX Intelligence

K••••••• A•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

K••••••• A•• J••••••

Advisor at H••••••••• F•••••••• A•••••••

New Castle, PA | COLUMBUS, OH

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Search this name across graphsid dfx:ria:b3c50e23-3951-cc8a-5c5f-f6a1a90a7b09

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Feb 1, 2017	n/a	yes	COLUMBUS, OH\|New Castle, PA\|New Castle, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 20, 2015	Feb 1, 2017	no	NEW CASTLE, PA\|NEW CASTLE, PA\|NEW CASTLE, PA\|NEW CASTLE, PA\|NEW CASTLE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H••••••••• F•••••••• A•••••••	Feb 1, 2017	Feb 1, 2017	0	Bulk transfer	Other

Relationships

Registered with (2)

→ H••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Feb 1, 2017 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 20, 2015 to Feb 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3c50e23-3951-cc8a-5c5f-f6a1a90a7b09
First observed: Aug 20, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.