DFX Intelligence
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Reading the graph
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Advisor at C••••••• R•••• A•••••••
Burien, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• R•••• A••••••• | Independent wealth | Nov 24, 2010 | n/a | yes | Burien, WA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 22, 2008 | Dec 16, 2011 | no | NORMANDY PARK, WA|SAN DIEGO, CA|TACOMA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C••••••• R•••• A••••••• | Dec 16, 2011 | Nov 24, 2010 | -387 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | L•• F•••••••• L•• | Sep 22, 2008 | Sep 22, 2008 |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Aug 29, 2005 | Sep 22, 2008 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Sep 10, 2004 | Jul 27, 2005 | no | BELLEVUE, WA | Previous registration |
| 0 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Jul 27, 2005 | Aug 29, 2005 | 33 | Firm change | Other |