RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A•••• F••
- C••••••• R•••• A••••••• independent RIA currentsince Nov 24, 2010 · Burien, Wa
- L•• F•••••••• L•• BD affiliatedSep 22, 2008 to Dec 16, 2011 · Normandy Park, Wa
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 29, 2005 to Sep 22, 2008 · Seattle, Wa
- M•• F•••••••• S•••••••• I••• formerSep 10, 2004 to Jul 27, 2005 · Bellevue, Wa
- L•• F•••••••• L•• to C••••••• R•••• A•••••••left Dec 16, 2011, registered Nov 24, 2010 (-387 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Sep 22, 2008, registered Sep 22, 2008 (0 days) · Other
- M•• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 27, 2005, registered Aug 29, 2005 (33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address