DFX Intelligence

C•••••• G•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor18 years in industry

C•••••• G•••• B•••••

Advisor at A••••••• W••••• M•••••••••

SARASOTA, FL | Sarasota, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3d5a60d-1134-d5d7-51fe-65f989872bf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M•••••••••	Independent wealth	Oct 6, 2023	n/a	yes	Sarasota, FL\|SARASOTA, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2019	Oct 2, 2023	no	SARASOTA, FL\|SARASOTA, FL\|PORT CHARLOTTE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••• W••••• M•••••••••	Oct 2, 2023	Oct 6, 2023	4	Firm change	Ibd to RIA
F•• S••••••••• C•••••••••	L•• F•••••••• L••	May 3, 2019	May 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7461:6413:FL:2019-05-03	May 3, 2019	May 1, 2019	SARASOTA, FL	Firm change

Relationships

Registered with (5)

→ A••••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 1, 2019 to Oct 2, 2023factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 6, 2014 to May 3, 2019factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••

Dated events

Occurred
Oct 2, 2023
Advisor changed firm
C•••••• G•••• B••••• left L•• F•••••••• L•• for A••••••• W••••• M••••••••• (registered 2023-10-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3d5a60d-1134-d5d7-51fe-65f989872bf9
First observed: Jul 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.