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E••• J• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

E••• J• S••••••••

Advisor at L•••••••• F••••• W••••• A•••••••• L••

FAR HILLS, NJ | Venetia, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3e1635c-61e2-ca0d-9637-554909e2a86e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 7, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• F••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• F••••• W••••• A•••••••• L••	Independent wealth	Sep 25, 2025	n/a	yes	Venetia, PA\|FAR HILLS, NJ	Current employment
N•••••• A•••••••	Bd affiliated wealth	Oct 29, 2024	Nov 14, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	L•••••••• F••••• W••••• A•••••••• L••	Nov 14, 2025	Sep 25, 2025	-50	Firm change after gap	Ibd to new firm
L•• F•••••••• L••	N•••••• A•••••••	Jan 28, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:171351:NJ:2025-01-28	Jan 28, 2025	Oct 29, 2024	FAR HILLS, NJ	Firm change after gap
149777:6413:NY:2021-06-08	Jun 8, 2021	Jun 1, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ L•••••••• F••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 25, 2025 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Oct 29, 2024 to Nov 14, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2021 to Jan 28, 2025factForm ADV
→ M••••• S••••••

Dated events

Occurred
Nov 14, 2025
Advisor changed firm
E••• J• S•••••••• left N•••••• A••••••• for L•••••••• F••••• W••••• A•••••••• L•• (registered 2025-09-25)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2025
Advisor changed firm
E••• J• S•••••••• left L•• F•••••••• L•• for N•••••• A••••••• (registered 2024-10-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3e1635c-61e2-ca0d-9637-554909e2a86e
First observed: May 7, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.