DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jan 10, 2024 | n/a | yes | Atlanta, GA | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Jul 24, 2017 | Jan 2, 2024 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | M••••• S•••••• | Jan 2, 2024 | Jan 10, 2024 | 8 | Firm change | Ibd to wirehouse |
| V••• F•••••••• A•••••••• I••• | T••••• A••••••• S•••••••• I••• | Feb 2, 2017 | Jul 24, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3989:2882:MN:2015-01-13 | Jan 13, 2015 | Jul 31, 2012 | STILLWATER, MN | Firm change after gap |
| V••• F•••••••• P•••••••• L•• |
| Former SEC adviser |
| Jul 31, 2012 |
| Jan 13, 2015 |
| no |
| DAMASCUS, MD|MARIETTA, GA|WINDSOR, CT|Stillwater, MN |
| Previous registration |
| V••• R••••••••• A•••••••• L•• | Other adviser | Jul 31, 2012 | Jan 13, 2015 | no | DAMASCUS, MD|MARIETTA, GA|WINDSOR, CT|Stillwater, MN | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jul 31, 2012 | Feb 2, 2017 | no | DAMASCUS, MD|MARIETTA, GA|WINDSOR, CT|Stillwater, MN | Previous registration |
| S•• A•••••••• I••• | Former SEC adviser | Mar 28, 2012 | May 14, 2012 | no | ATLANTA, GA | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Jun 30, 2011 | Mar 19, 2012 | no | MINNEAPOLIS, MN | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jun 22, 2007 | May 20, 2011 | no | ATLANTA, GA | Previous registration |
| 172 |
| Firm change |
| Other |
| V••• R••••••••• A•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jan 13, 2015 | Jul 31, 2012 | -896 | Firm change after gap | Other |
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jan 13, 2015 | Jul 31, 2012 | -896 | Firm change after gap | Other |
| S•• A•••••••• I••• | V••• F•••••••• P•••••••• L•• | May 14, 2012 | Jul 31, 2012 | 78 | Firm change | Other |
| Q•••••• A•••• M••••••••• I••• | S•• A•••••••• I••• | Mar 19, 2012 | Mar 28, 2012 | 9 | Firm change | Other |
| F•• S••••••••• C••••••••• | Q•••••• A•••• M••••••••• I••• | May 20, 2011 | Jun 30, 2011 | 41 | Firm change | Other |