DFX Intelligence
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Reading the graph
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CRD 301863
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P•• G••••• A••••••• D••••••••• F•••• L• | Other Private Fund | $18.7M | Sep 18, 2026 | 15 | Dec 2, 2019 | reported | 021-337455 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J•••••••• L•••• M•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2023 | Mar 28, 2024 | May 24, 2024 |
| P••• E•••• T•• | DIRECTOR & CHIEF INVESTMENT OFFICER | D | yes | 01/2019 | Apr 15, 2019 | May 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•• E•••••••• A•••• M••••••••• S•••••••• I••• | n/a | Independent wealth | $148M | Y | yes | n/a |
| I••••••••• F••••• O••••• I•••••••• S•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Pasadena | CA | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $270M | $226M | 19.9% | $190M | 12.4% | 3 | 3 | 1 | 1 |
| MANAGING MEMBER AND CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 05/2018 |
| Apr 15, 2019 |
| May 24, 2024 |
| T•• E•••••••• A•••• M••••••••• S•••••••• I••• | Member | E | yes | 01/2019 | Apr 15, 2019 | May 24, 2024 |
| V•••••••• T••••••• L•• | President | D | yes | 04/2008 | Apr 15, 2019 | May 24, 2024 |
| V•••••••• T••••••• L•• | President | Na | yes | 05/2018 | Apr 15, 2019 | May 24, 2024 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| $270M |
| $177M |
| 3 |
| 1 |
| 1 |
| 1 |
| n/a |
| 2024 | Mar 31, 2025 | $226M | $141M | 3 | 1 | 1 | 1 | n/a |
| 2023 | Mar 28, 2024 | $200M | $126M | 3 | 1 | 1 | 1 | $21.7M |
| 2022 | Mar 22, 2023 | $190M | $121M | 3 | 2 | 1 | 1 | $21.7M |
| 2021 | Mar 31, 2022 | $212M | $129M | 3 | 1 | 0 | 1 | $21.7M |
| 2020 | Mar 25, 2021 | $174M | $101M | 3 | 1 | 0 | 1 | $7.5M |
| 2019 | Mar 25, 2020 | $71.6M | $71.6M | 3 | 1 | 0 | 1 | $7.5M |