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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.

CRD 146778

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b254e9-4040-4eaa-9060-0dcba760c4b5

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Apr 2, 2012 to Sep 18, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.65 fund_share=0.0 institutional_share=0.35 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $148MItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $145M
Private client RAUM: $96.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $74.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 203
Individual clients: 12
High net worth clients: 45
Custody, client assets: $12.5M
SEC number: 801-110232
CRD: 146778
Filings on the tape: 31
First filed: Apr 2, 2012
Latest filed: Sep 18, 2026
Organised: Corporation, CA
Website: familyofficeria.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EVAN TAI PAN	Chartered Financial Analyst	NEWPORT BEACH, CA \| Pasadena, CA	0	12	2	no
TIMOTHY LEE VOORHEES	n/a	NEWPORT BEACH, CA	0	40	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSTON, LARA, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Dec 26, 2023	May 24, 2024
PAN, EVAN, TAI	DIRECTOR & CHIEF INVESTMENT OFFICER	D	yes	01/2019	Apr 1, 2019	May 24, 2024
VOORHEES, TIMOTHY, LEE	President	D	yes	04/2008	Apr 2, 2012	May 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PAN GLOBAL ADVISERS, LLC	n/a	Asset manager	$270M	Y	yes	n/a
INTEGRATED FAMILY OFFICE INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
MILLION VOORHEES ZIEBOLD LLP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pasadena	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$148M	$145M	5	2	1	n/a	n/a
2024	Mar 31, 2025	$115M	$112M	5	2	1	n/a	n/a
2023	Mar 28, 2024	$98.9M	$96.5M	5	2	1	n/a	n/a
2022	Mar 30, 2023	$94.4M	$92.3M	4	4	1	n/a	n/a
2021	Mar 31, 2022	$103M	$101M	4	4	0	n/a	n/a
2020	Mar 25, 2021	$79.8M	$77.9M	4	4	0	n/a	n/a
2019	Mar 31, 2020	$146M	$146M	4	4	0	n/a	n/a
2018	Apr 1, 2019	$136M	$136M	4	4	1	n/a	n/a
2017	Mar 20, 2018	$155M	$155M	4	4	1	n/a	n/a
2013	Mar 26, 2014	$191M	$191M	8	8	n/a	n/a	n/a
2012	Apr 1, 2013	$143M	$143M	8	8	n/a	n/a	n/a
2011	Apr 2, 2012	$140M	$140M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$148M	$115M	29.5%	$94.4M	16.2%	5	5	1	1

Relationships

Affiliated with (2)

→ PAN GLOBAL ADVISERS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← PAN GLOBAL ADVISERS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (3)

← TIMOTHY LEE VOORHEESAdvisorregistration: current employment
Dec 3, 2025 to presentfactForm ADV
← EVAN TAI PANAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← GUY EUGENE BAKERAdvisorregistration: previous registration
Mar 19, 2014 to Apr 9, 2019factForm ADV

Controls (3)

← PAN, EVAN, TAIOwnerDIRECTOR & CHIEF INVESTMENT OFFICER, ownership code D, individual
Apr 1, 2019 to May 24, 2024factForm ADV
← JOHNSTON, LARA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 26, 2023 to May 24, 2024factForm ADV
← VOORHEES, TIMOTHY, LEEOwnerPRESIDENT, ownership code D, individual
Apr 2, 2012 to May 24, 2024factForm ADV

Dated events

Occurred
Dec 26, 2023
Control person joined
Lara Johnston (Chief Compliance Officer) appeared on Schedule A of Tax Efficient Asset Management Solution, Inc.
Form ADVobserved 6 days ago
Occurred
Apr 1, 2019
Control person joined
Evan Pan (Chief Investment Officer) appeared on Schedule A of Tax Efficient Asset Management Solution, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 20, 2017
First Form ADV filing
Tax Efficient Asset Management Solution, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9b254e9-4040-4eaa-9060-0dcba760c4b5
First observed: Apr 2, 2012
Last observed: Sep 18, 2026 3 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.

CRD 146778

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b254e9-4040-4eaa-9060-0dcba760c4b5

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EVAN TAI PAN

Chartered Financial Analyst

NEWPORT BEACH, CA | Pasadena, CA

TIMOTHY LEE VOORHEES

n/a

NEWPORT BEACH, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSTON, LARA, MARIE

CHIEF COMPLIANCE OFFICER

yes

08/2023

Dec 26, 2023

May 24, 2024

PAN, EVAN, TAI

DIRECTOR & CHIEF INVESTMENT OFFICER

yes

01/2019

Apr 1, 2019

May 24, 2024

VOORHEES, TIMOTHY, LEE

President

yes

04/2008

Apr 2, 2012

May 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PAN GLOBAL ADVISERS, LLC

n/a

Asset manager

$270M

yes

n/a

INTEGRATED FAMILY OFFICE INSURANCE SERVICES, INC.

n/a

yes

n/a

MILLION VOORHEES ZIEBOLD LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pasadena

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$148M

$145M

n/a

2024

Mar 31, 2025

$115M

$112M

n/a

2023

Mar 28, 2024

$98.9M

$96.5M

n/a

2022

Mar 30, 2023

$94.4M

$92.3M

n/a

2021

Mar 31, 2022

$103M

$101M

n/a

2020

Mar 25, 2021

$79.8M

$77.9M

n/a

2019

Mar 31, 2020

$146M

n/a

2018

Apr 1, 2019

$136M

n/a

2017

Mar 20, 2018

$155M

n/a

2013

Mar 26, 2014

$191M

n/a

2012

Apr 1, 2013

$143M

n/a

2011

Apr 2, 2012

$140M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$148M

$115M

29.5%

$94.4M

16.2%