DFX Intelligence

J••• J••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

J••• J••••• S•••

Advisor at F•••• A••••••• N•••••••• L••

DENTON, TX

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Search this name across graphsid dfx:ria:b3f244d7-087a-0d41-2b1d-0e51936cd3fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••••• N•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••••• N•••••••• L••	Independent wealth	Jan 7, 2015	n/a	yes	DENTON, TX	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	May 11, 2006	Dec 31, 2014	no	DENTON, TX\|DALLAS, TX\|Carpinteria, CA\|DENTON, TX\|SAN MARCOS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	F•••• A••••••• N•••••••• L••	Dec 31, 2014	Jan 7, 2015	7	Firm change	Other

Relationships

Registered with (2)

→ F•••• A••••••• N•••••••• L••Registered adviserregistration: current employment
Jan 7, 2015 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 11, 2006 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3f244d7-087a-0d41-2b1d-0e51936cd3fc
First observed: May 11, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.