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C•••••• A••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

C•••••• A••••••• G•••• L••

CRD 107291

PRINCETON, NJ

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Search this name across graphsid dfx:ria:b3f39504-83de-5354-8b89-7187432d8515

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 1
Observed: Feb 1, 2012 to Mar 11, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

T•• C•••••• A••••••• G••••• L•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.64 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $46B••• Locked
Discretionary RAUM: $0
Private client RAUM: $31.7Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• C••••••••• E•••••	Partner	C	yes	04/1990	Feb 1, 2012	Mar 20, 2024
S•••••• S••••	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	C	yes	04/1990	Feb 1, 2012	Mar 20, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Orlando	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$46B	$38B	22.9%	$33B	12.1%	34	34	1	1

Relationships

Controls (2)

← C•••••• C••••••••• E•••••OwnerPARTNER, ownership code C, individual
Feb 1, 2012 to Mar 20, 2024factForm ADV
← S•••••• S••••OwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 1, 2012 to Mar 20, 2024factForm ADV

Owns (1)

← M••••••••• M••••••• J•••OwnerPARTNER, ownership code B, individual
Feb 1, 2012 to Mar 20, 2024factForm ADV

Dated events

Occurred
Mar 27, 2023
Regulatory AUM changed
C•••••• A••••••• G•••• L•• reported RAUM $32.8B, down 28% from $45.4B (2022-03-30 to 2023-03-27)
Form ADVobserved 7 days ago
$-12.6B
Occurred
Mar 26, 2019
Regulatory AUM changed
C•••••• A••••••• G•••• L•• reported RAUM $29.5B, up 28% from $23.1B (2018-04-04 to 2019-03-26)
Form ADVobserved 7 days ago
$6.5B
Occurred
Mar 29, 2018
Regulatory AUM changed
C•••••• A••••••• G•••• L•• reported RAUM $23.1B, up 68% from $13.7B (2017-09-27 to 2018-03-29)
Form ADVobserved 7 days ago
$9.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3f39504-83de-5354-8b89-7187432d8515
First observed: Feb 1, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.