DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• A••••••• G•••• L••
Latest filing Mar 11, 2026
First filing on the tape Feb 1, 2012 · 20 filings
SEC status approved since Feb 1, 1991
RAUM
$46B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.1%
$31.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$46B as of Mar 11, 2026
Mar 26, 2013$9.3B then
HNW client RAUM$31.7M as of Mar 11, 2026
Mar 29, 2018$90.5M then
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Feb 1, 20120 then
Employees (5.A)34 as of Mar 11, 2026
Mar 26, 201323 then
Private funds: no history
RAUM +23% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.6MderivedHNW RAUM over HNW clients
- Average account
- $226MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 64%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$19B43%
- Corporations and businesses$13B31%
- Charitable organizations$6.6B15%
- Insurance companies$4.4B10%
- High-net-worth individuals$31.7M0.1%
- Individual clients
- 0reported
- HNW clients
- 3reported
- Pension plan clients
- 37reported
- Charitable clients
- 66reported
- Accounts
- 204reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.64 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• C••••••••• E••••• · Partnercontrolsince 04/1990 · owns 25% to 50%
- S•••••• S•••• · Managing Partner, Chief Compliance Officercontrolsince 04/1990 · owns 25% to 50%
- M••••••••• M••••••• J••• · Partnersince 04/1990 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Orlando, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 11, 2026discretionary share of RAUM of 0% against a peer median of 100% (120 comparable advisers, 0.0th percentile, 33.6 robust deviations)peers: other advisers, $20B and over (120) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 200 to 204Mar 26, 2025 to Mar 11, 2026
- Charity clients · 63 to 66Mar 26, 2025 to Mar 11, 2026
- Corporate clients · 30 to 32Mar 26, 2025 to Mar 11, 2026
- HNW clients · unset to 3.0Mar 26, 2025 to Mar 11, 2026
- Pension plan clients · 36 to 37Mar 26, 2025 to Mar 11, 2026
- HNW RAUM · $27.1M to $31.7MMar 26, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $38B to $46BMar 26, 2025 to Mar 11, 2026
- Pension RAUM · $13B to $19BMar 26, 2025 to Mar 11, 2026
- RAUM · $38B to $46BMar 26, 2025 to Mar 11, 2026
- Accounts · 190 to 200Mar 20, 2024 to Mar 26, 2025
- Charity clients · 52 to 63Mar 20, 2024 to Mar 26, 2025
- Pension plan clients · 38 to 36Mar 20, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Mar 20, 2024 to Mar 26, 2025
- HNW RAUM · $25.5M to $27.1MMar 20, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $35B to $38BMar 20, 2024 to Mar 26, 2025
- Pension RAUM · $13B to $13BMar 20, 2024 to Mar 26, 2025
- RAUM · $35B to $38BMar 20, 2024 to Mar 26, 2025
- Advisory employees · 13 to 12Mar 27, 2023 to Mar 20, 2024
- Charity clients · 51 to 52Mar 27, 2023 to Mar 20, 2024
- Corporate clients · 31 to 30Mar 27, 2023 to Mar 20, 2024
- Employees · 32 to 34Mar 27, 2023 to Mar 20, 2024
- Financial planning clients · unset to 0Mar 27, 2023 to Mar 20, 2024
- HNW RAUM · $66.8M to $25.5MMar 27, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $33B to $35BMar 27, 2023 to Mar 20, 2024
- Pension RAUM · $9.7B to $13BMar 27, 2023 to Mar 20, 2024
- RAUM · $33B to $35BMar 27, 2023 to Mar 20, 2024
- Accounts · 177 to 190Mar 30, 2022 to Mar 27, 2023
- Charity clients · 45 to 51Mar 30, 2022 to Mar 27, 2023
- Corporate clients · 29 to 31Mar 30, 2022 to Mar 27, 2023
- Pension plan clients · 37 to 38Mar 30, 2022 to Mar 27, 2023
- Employees · 34 to 32Mar 30, 2022 to Mar 27, 2023
- HNW RAUM · $81.8M to $66.8MMar 30, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $45B to $33BMar 30, 2022 to Mar 27, 2023
- Pension RAUM · $17B to $9.7BMar 30, 2022 to Mar 27, 2023
- RAUM · $45B to $33BMar 30, 2022 to Mar 27, 2023
- Accounts · 168 to 177Mar 23, 2021 to Mar 30, 2022
- Charity clients · 43 to 45Mar 23, 2021 to Mar 30, 2022
- Pension plan clients · 35 to 37Mar 23, 2021 to Mar 30, 2022
- Pooled vehicle clients · unset to 0.0Mar 23, 2021 to Mar 30, 2022
- Employees · 31 to 34Mar 23, 2021 to Mar 30, 2022
Signals
3 dated events
- C•••••• A••••••• G•••• L•• reported RAUM $32.8B, down 28% from $45.4B (2022-03-30 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- C•••••• A••••••• G•••• L•• reported RAUM $29.5B, up 28% from $23.1B (2018-04-04 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- C•••••• A••••••• G•••• L•• reported RAUM $23.1B, up 68% from $13.7B (2017-09-27 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-concord-advisory-group-ltd-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••••ADVISORY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 609-987-9000reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026