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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HW CAPITAL LLC

CRD 298731

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3f48467-d25a-c05f-1224-e474a257998a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Sep 21, 2018 to Mar 30, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

HW Capital LLC

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $321MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $321MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 29
Individual clients: 0
High net worth clients: 6
SEC number: 801-114174
CRD: 298731
Filings on the tape: 12
First filed: Sep 21, 2018
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAAGA III, PAUL, GALARNEAUX	CHIEF COMPLIANCE OFFICER	D	yes	08/2018	Sep 21, 2018	Mar 28, 2024
Weissert, Brian	MANAGING PARTNER	D	yes	08/2018	Sep 21, 2018	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$321M	$0	2	2	n/a	n/a
2024	Mar 28, 2025	$305M	$0	2	2	n/a	n/a
2023	Mar 28, 2024	$289M	$0	2	2	n/a	n/a
2022	Mar 30, 2023	$329M	$0	2	2	n/a	n/a
2021	Mar 23, 2022	$355M	$0	2	2	n/a	n/a
2020	Mar 17, 2021	$350M	$0	2	2	n/a	n/a
2019	Jan 27, 2020	$279M	$0	2	2	n/a	n/a
2018	Feb 25, 2019	$290M	$0	2	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$321M	$305M	5.2%	$329M	-0.9%	2	2	0	0

Relationships

Controls (2)

← HAAGA III, PAUL, GALARNEAUXOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Sep 21, 2018 to Mar 28, 2024factForm ADV
← Weissert, BrianOwnerMANAGING PARTNER, ownership code D, individual
Sep 21, 2018 to Mar 28, 2024factForm ADV

Dated events

Occurred
Sep 21, 2018
First Form ADV filing
Hw Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3f48467-d25a-c05f-1224-e474a257998a
First observed: Sep 21, 2018
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HW CAPITAL LLC

CRD 298731

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3f48467-d25a-c05f-1224-e474a257998a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAAGA III, PAUL, GALARNEAUX

CHIEF COMPLIANCE OFFICER

yes

08/2018

Sep 21, 2018

Mar 28, 2024

Weissert, Brian

MANAGING PARTNER

yes

08/2018

Sep 21, 2018

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$321M

n/a

2024

Mar 28, 2025

$305M

n/a

2023

Mar 28, 2024

$289M

n/a

2022

Mar 30, 2023

$329M

n/a

2021

Mar 23, 2022

$355M

n/a

2020

Mar 17, 2021

$350M

n/a

2019

Jan 27, 2020

$279M

n/a

2018

Feb 25, 2019

$290M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$321M

$305M

5.2%

$329M

-0.9%