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SEC-registered adviser

H• C•••••• L••

Independent wealth managerSanta Monica, CaliforniaCRD 298731SEC 801-114174IAPD
Latest filing Mar 30, 2026
First filing on the tape Sep 21, 2018 · 12 filings
SEC status approved since Oct 24, 2018
RAUM
$321M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$321M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$321M as of Mar 30, 2026
Feb 25, 2019$290M then
HNW client RAUM$321M as of Mar 30, 2026
Feb 25, 2019$290M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Feb 25, 20190 then
Employees (5.A)2 as of Mar 30, 2026
Feb 25, 20192 then
Private funds: no history
RAUM +5.2% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$53.5MderivedHNW RAUM over HNW clients
Average account
$11.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$321M100%
Individual clients
0reported
HNW clients
6reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
29reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• I••• P•••• G••••••••• · Chief Compliance Officercontrol
        since 08/2018 · owns 50% to 75%
      • W•••••••• B•••• · Managing Partnercontrol
        since 08/2018 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 30, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 28 to 29
        Mar 28, 2025 to Mar 30, 2026
      • HNW RAUM · $305M to $321M
        Mar 28, 2025 to Mar 30, 2026
      • Non-discretionary RAUM · $305M to $321M
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $305M to $321M
        Mar 28, 2025 to Mar 30, 2026
      • Accounts · 29 to 28
        Mar 28, 2024 to Mar 28, 2025
      • Financial planning clients · 0 to
        Mar 28, 2024 to Mar 28, 2025
      • HNW RAUM · $289M to $305M
        Mar 28, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $289M to $305M
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $289M to $305M
        Mar 28, 2024 to Mar 28, 2025
      • HNW RAUM · $329M to $289M
        Sep 14, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $329M to $289M
        Sep 14, 2023 to Mar 28, 2024
      • RAUM · $329M to $289M
        Sep 14, 2023 to Mar 28, 2024
      • Accounts · 27 to 29
        Mar 23, 2022 to Mar 30, 2023
      • HNW RAUM · $355M to $329M
        Mar 23, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $355M to $329M
        Mar 23, 2022 to Mar 30, 2023
      • RAUM · $355M to $329M
        Mar 23, 2022 to Mar 30, 2023
      • Accounts · 22 to 27
        Mar 17, 2021 to Mar 23, 2022
      • HNW clients · 5 to 6
        Mar 17, 2021 to Mar 23, 2022
      • HNW RAUM · $350M to $355M
        Mar 17, 2021 to Mar 23, 2022
      • Non-discretionary RAUM · $350M to $355M
        Mar 17, 2021 to Mar 23, 2022
      • RAUM · $350M to $355M
        Mar 17, 2021 to Mar 23, 2022
      • Accounts · 25 to 22
        Jun 15, 2020 to Mar 17, 2021
      • HNW RAUM · $279M to $350M
        Jun 15, 2020 to Mar 17, 2021
      • Non-discretionary RAUM · $279M to $350M
        Jun 15, 2020 to Mar 17, 2021
      • RAUM · $279M to $350M
        Jun 15, 2020 to Mar 17, 2021
      • Accounts · 30 to 25
        Feb 25, 2019 to Jan 27, 2020
      • Advisory activities · 2 to 3
        Feb 25, 2019 to Jan 27, 2020
      • HNW clients · 4 to 5
        Feb 25, 2019 to Jan 27, 2020
      • HNW RAUM · $290M to $279M
        Feb 25, 2019 to Jan 27, 2020
      • Non-discretionary RAUM · $290M to $279M
        Feb 25, 2019 to Jan 27, 2020
      • RAUM · $290M to $279M
        Feb 25, 2019 to Jan 27, 2020
      • Accounts · 0 to 30
        Sep 21, 2018 to Feb 21, 2019
      • Advisory activities · 3 to 2
        Sep 21, 2018 to Feb 21, 2019
      • HNW clients · 0 to 4
        Sep 21, 2018 to Feb 21, 2019
      • HNW RAUM · $0 to $290M
        Sep 21, 2018 to Feb 21, 2019
      • Non-discretionary RAUM · $0 to $290M
        Sep 21, 2018 to Feb 21, 2019
      • RAUM · $0 to $290M
        Sep 21, 2018 to Feb 21, 2019
      Signals
      1 dated events
      • H• C•••••• L•• filed its initial SEC registration (Form ADV)
        Sep 21, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      818-489-3073reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026