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Advisor at CETERA INVESTMENT ADVISERS LLC
EL SEGUNDO, CA | HILTON HEAD ISLAND, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | HILTON HEAD ISLAND, SC|EL SEGUNDO, CA | Current employment |
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Nov 8, 2013 | Jan 13, 2015 | no | MURFREESBORO, TN|DAMASCUS, MD|HILTON HEAD ISLAND, SC|Stillwater, MN | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Nov 8, 2013 | Sep 30, 2025 | no | MURFREESBORO, TN|DAMASCUS, MD|HILTON HEAD ISLAND, SC|Stillwater, MN|Haslet, TX | Previous registration |
| CURIAN CAPITAL, LLC | Former SEC adviser | Feb 4, 2011 | Apr 30, 2013 | no | FRANKLIN, TN|DENVER, CO|FRANKLIN, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Sep 30, 2025 | Dec 1, 2025 | 62 | Firm change | Ibd to ibd |
| VOYA RETIREMENT ADVISORS, LLC | VOYA FINANCIAL ADVISORS, INC. | Jan 13, 2015 | Nov 8, 2013 | -431 | Firm change after gap | Other |
| CURIAN CAPITAL, LLC | VOYA RETIREMENT ADVISORS, LLC | Apr 30, 2013 | Nov 8, 2013 | 192 | Firm change | Other |