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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Webster, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Dec 1, 2020 | n/a | yes | Webster, TX | Current employment |
| W&S BROKERAGE SERVICES, INC. | Bd affiliated wealth | Apr 18, 2019 | Dec 3, 2020 | no | HOUSTON, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Aug 30, 2018 | Nov 21, 2018 | no | Tucson, AZ|TUCSON, AZ | Previous registration |
| ASSET ALLOCATION STRATEGIES, LLC | Independent wealth | Nov 3, 2017 | Aug 28, 2018 | no | Santa Fe, TX|FARMINGTON, MI | Previous registration |
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | Former SEC adviser | May 5, 2015 | Sep 20, 2017 | no | SANTA FE, TX|PETALUMA, CA | Previous registration |
| HIGH STREET ASSET MANAGEMENT, LLC | n/a | Aug 27, 2013 | Dec 31, 2013 | no | LEAGUE CITY, TX|HOT SPRINGS, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W&S BROKERAGE SERVICES, INC. | ALLSTATE FINANCIAL ADVISORS, LLC | Dec 3, 2020 | Dec 1, 2020 | -2 | Firm change | Ibd to ibd |
| SECURE INVESTMENT MANAGEMENT, LLC | W&S BROKERAGE SERVICES, INC. | Nov 21, 2018 | Apr 18, 2019 | 148 | Firm change | RIA to new firm |
| ASSET ALLOCATION STRATEGIES, LLC | SECURE INVESTMENT MANAGEMENT, LLC | Aug 28, 2018 | Aug 30, 2018 | 2 | Firm change | RIA to RIA |
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | ASSET ALLOCATION STRATEGIES, LLC | Sep 20, 2017 | Nov 3, 2017 | 44 | Firm change | Other |
| HIGH STREET ASSET MANAGEMENT, LLC | ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | Dec 31, 2013 | May 5, 2015 | 490 | Firm change after gap | Other |