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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

NICHOLAS EDWARD DAY

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4053a2f-7bcc-69d3-6f92-3f54d1968ad6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 30, 2013
First registration: Jan 10, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6175335

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 26, 2024	n/a	yes	BETHESDA, MD	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 27, 2018	Apr 16, 2024	no	BETHESDA, MD	Previous registration
PLATINUM WEALTH PARTNERS	Former SEC adviser	Jun 7, 2016	Aug 29, 2016	no	Naples, FL\|TAMPA, FL	Previous registration
QUANTITATIVE INVESTMENT DECISIONS LLC	Former SEC adviser	Mar 18, 2015	Mar 23, 2016	no	NAPLES, FL	Previous registration
CAPITALROCK INVESTMENTS, LLC	n/a	Jan 10, 2014	Aug 30, 2016	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	WELLS FARGO ADVISORS	Apr 16, 2024	Apr 26, 2024	10	Firm change	Ibd to wirehouse
CAPITALROCK INVESTMENTS, LLC	QUANTITATIVE INVESTMENT DECISIONS LLC	Aug 30, 2016	Mar 18, 2015	-531	Firm change after gap	Other
PLATINUM WEALTH PARTNERS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 29, 2016	Aug 27, 2018	728	Firm change after gap	Other
QUANTITATIVE INVESTMENT DECISIONS LLC	PLATINUM WEALTH PARTNERS	Mar 23, 2016	Jun 7, 2016	76	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
175114:145507:FL:2016-03-23	Mar 23, 2016	Jun 7, 2016	NAPLES, FL	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 26, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 27, 2018 to Apr 16, 2024factForm ADV
→ CAPITALROCK INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 10, 2014 to Aug 30, 2016factForm ADV
→ PLATINUM WEALTH PARTNERSRegistered adviserregistration: previous registration
Jun 7, 2016 to Aug 29, 2016factForm ADV
→ QUANTITATIVE INVESTMENT DECISIONS LLCRegistered adviserregistration: previous registration
Mar 18, 2015 to Mar 23, 2016factForm ADV

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
Nicholas Edward Day left Fidelity Personal And Workplace Advisors for Wells Fargo Advisors (registered 2024-04-26)
Form ADVobserved 5 days ago